Compliance Officer - Paris, France - CANDRIAM

CANDRIAM
CANDRIAM
Entreprise vérifiée
Paris, France

il y a 1 mois

Sophie Dupont

Posté par:

Sophie Dupont

beBee Recruiter
Description
Position description


Business unit:


  • Legal, Secretary General & Compliance
  • Compliance

Job title:


  • Compliance
Officer
  • Internal Control H/F

Contract type:


  • Permanent

Mission:


  • The Compliance function is a permanent, effective and independent function that concentrates on nonconformity risks (i.e. the risk of legal or regulatory sanctions, of significant financial losses or loss of reputation that Candriam could incur by virtue of its failure to comply with laws, regulations, rules and codes of conduct).

Its main missions are to:

  • Identify, analyse, and measure nonconformity and reputation risks deriving from activities or products, new or existing
  • Assist Management Committees in identifying, assessing, and adequately treating nonconformity risks
  • Define compliance policies and procedures
  • Implement and set up controls
  • Set up training sessions adapted to staff needs
  • Assist/advise staff.
  • As a Responsible Employer, Equal Employment Opportunity is crucial to Candriam. We are committed to building the best global team that represents a variety of backgrounds, perspectives and skills. We provide an inclusive work environment and support wellbeing and worklife balance

Responsabilities:


  • Prevent, detect, and mitigate compliance, regulatory and reputational risks across the firm and help strengthen the firm's compliance culture
  • Second level control function responsible for undertaking controls to ensure regulatory risks are mitigated and contained:
  • Conducting testing and surveillance of the first and second lines of defense. The testing component involves developing and executing control-based reviews covering front office, middle office, and support functions
  • Prepare final test reports and present the results to senior management, coordinate corrective measures, where applicable
  • Followup on corrective measures raised during the testing process to ensure they are properly implemented
  • Marketing material review and signoff
  • Compliance
US reporting elaboration

  • Support the processes for proper reporting to senior management and regulatory authorities
  • Provide suggestions on how to improve and streamline current practices and methodologies

Profile:


  • Minimum 5 years' experience in Compliance or Internal control within Asset Management Industry
  • University Degree/Master's in legal
  • Business Administration
  • Good knowledge of Luxembourg regulatory environment
  • Rigorous
  • Respect of confidentiality
  • Strong sense of responsibility and professional awareness
  • Communication and writing skills
  • Flexibility and adaptability
English for oral and written communication
LI-POST

Position location


Job location:


  • Europe, France

City:


  • Paris

Languages:


  • English (C
  • Fluent)


  • French (C

  • Fluent)
Plus d'emplois de CANDRIAM
Voir tous les emplois de CANDRIAM