Be Markets - Paris, France - Barclays

Barclays

Entreprise vérifiée

Paris, France

il y a 2 semaines

Posté par:

Sophie Dupont

beBee Recruiter

Description

Job Title:

BE Markets - Fixed Income Business Oversight Compliance

Corporate Grade:

D

Reports to (Line Manager's Job Title):
Barclays Europe Head of Markets Compliance

Direct Reports (if applicable):

Yes

Business Area:

Business Oversight Compliance BI

Department/Function Level 1:

Compliance

Department/Function Level 2:

Business Oversight Compliance

Primary Location:

Paris

IAR Role
No

CBI Regulated Role
Yes

CBI Regulated Role Type

List all applicable Controlled Functions and Pre-Approval Controlled Functions [CFs: 1-11, and PCFs: 1-47] please see appendix 1 and 2 for the full listing.
CF2

Regulated Role
No

If yes, what is the name of the regulator
Insert text here

Contractual Legal Entity - Please refer to link below for legal and regulatory requirement.**OTHER (Non UK)

Barclays Overview
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography.

Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

We are an equal opportunity employer and we are opposed to discrimination on any grounds.
Working Flexibly

Hybrid Working

We are currently in the early stages of implementing a hybrid working environment, which means that many colleagues spend part of their working hours at home and part in the office, depending on the nature of the role they are in.

Please discuss the detail of the working pattern options for the role with the hiring manager.

Please discuss the detail of the working pattern options for the role with the hiring manager.

About Compliance

Compliance operates as one team to drive the right customer outcomes and protect the integrity of the financial services markets through innovative compliance.

We have five strategic goals:

We are at the heart of Barclays
Our role is to drive and ensure adherence to the values of the bank
We are independent, a true second line of defence ('2LOD')
We are proactive in our judgments, we anticipate risks
We are a role model for compliance across the industry

About Barclays Europe Markets Compliance
The Barclays Europe ('BE') Markets Compliance team provides business oversight compliance support to the BE Markets business areas.

Overall purpose of role

Key Accountabilities

The key responsibilities include, but are not limited to:

Providing responses to the BE Fixed Income business areas requests, including queries, strategic initiatives, and business reviews.
Providing relevant information and/or guidance to the BE Fixed Income business areas, highlighting the conduct and reputationrelated risk impact it may have on their operations and suggesting appropriate mitigating actions.
Reviewing relevant alerts relating to the BE Fixed Income area for potential conduct and reputation risk events/impact/breaches.
Supporting regulatory reviews and information requests for BE Fixed Income business activities.
Reviewing and challenging BE Fixed Income related conductrisk assessments.
Performing dynamic riskbased testing (known as verification checks) on the processes and controls used by the BE Fixed Income business activities to identify and mitigate conduct and reputationrelated risks.
Ensuring that BE Fixed Income employees are adequately trained on applicable conduct risk matters, processes and controls.
Proactively assessing future risks to the BE Fixed Income business areas.

Stakeholder Management and Leadership

The role requires active engagement with the key stakeholders in Compliance (specifically, UK/Global Markets and Barclays Europe colleagues), BE Markets Fixed Income business management and other Functions (i.e., Legal) partners.

It requires the building and maintaining of relationships with the key stakeholders. It requires demonstrating leadership by acting as an example for the junior members of the BE Markets Compliance team.

Decision-making and Problem Solving

The role requires a pro-active mindset, independent decision-making ability and problem-solving skills.

It is essential to be able to interact with the BE Fixed Income business on conduct-risk related reviews/challenges and consistently providing solutions-oriented support for basic and complex conduct risk related issues.

Risk and Control Objective

Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

Person Specification

Significant advisory/regulatory compliance experience at a large financial organization covering sales and trading activities.
Expert knowledge in fixed income trading areas (e.g., credit, rat