Compliance Advisory - Paris, France - TP ICAP
Description
Job DescriptionThe TP ICAP Group is a world leading provider of market infrastructure.
Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.
The Group is home to a stable of premium brands.
Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform.
The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong.We work as one to achieve our vision of being the world's most trusted, innovative, liquidity and data solutions specialist.
Role Overview
The Compliance team is responsible for proactively engaging with the business to provide clear advice and support to;- Ensure the group continues to meet all applicable regulatory requirements;- Protect the group and its staff from regulatory sanction; and- Maintain its reputation as an IDB which acts with honesty, integrity, respect and excellence.
The Compliance Officer will work as a member of the Compliance team, based in TP ICAP's Paris offices and report directly to the Compliance Manager to foster a compliance culture within TP ICAP's companies and venues, with particular responsibility for the Paris and continental European divisions of the business, including conduct of business, training, and advisory.
The primary objective of the role will be to work with leadership across the functions to improve the effectiveness and efficiency of operations.
The Officer will also support the business divisions in Europe to ensure that the group's EU- based Multilateral Trading Facilities (MTF) and Organised Trading Facilities (OTF) operate in accordance with all applicable regulatory requirements.
Role Responsibilities- Assist the Compliance Manager and Venue Compliance Manager with regard to strategic direction, culture and advisory activity;- Exercise a key role to ensure that the businesses receive a true 'value added' service from the Compliance function;- Deliver regulatory compliance advice to stakeholders within the business and compliance-related strategic support within the department, ideally with a primary focus on fixed income, currency, commodities and some equities knowledge;- Assist with the implementation of MiFID II and various regulatory change events;- Assist with oversight of venues (Exchange, MTF, OTF) and advise on MiFID II regulations, especially where those sections relate to operating a Venue;- Provide advice and guidance to TP ICAP's Trading Venues in order to ensure they operate in accordance with all applicable regulations.- Assist in the identification of upstream regulatory risk, and working to respond to or mitigate any such identified risks;- Working with the functional leads to help operationalise any manually intensive or key controls, processes or procedures and identifying any potential cross functional efficiencies;- Designing new controls and optimising existing control frameworks as required (i.e.
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